Jones Financial Support Member Jobs

Industry: Private
Employment Type: Full Time
Work Hours: 8
Salary: £35 – £45Hour
Location: United Kingdom
Company: Edward Jones

Description:

Jones Financial Support Member Jobs

The Field Supervision Department plays a critical role in achieving the Compliance Division’s mission of promoting our clients’ best interest while helping to ensure the firm remains in compliance with industry rules and regulations. Supervisory responsibilities of the firm’s branch offices are handled by teams in this department, which are centralized .

Annuity Field Supervision Directors (FSD) are registered principals with supervisory responsibility for annuity transactions submitted through assigned branch offices. An Annuity FSD utilizes extensive electronic order systems to complete the supervision of annuity transactions. Additional responsibilities include providing support to branch offices in the areas of annuity purchases and liquidations, industry regulations, and firm policies for annuities.

Jones Financial Support Member Jobs

Key Responsibilities:

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Partner with Financial Advisors and branch teams in an effort to assist them in building a successful and compliant annuity business
Conduct review and approval of annuity order activity, including completing commission adjustments in client accounts when appropriate
Coach and educate branch teams on supervisory and compliance issues, best practices, and complex client situations related to annuity products
Routinely contact clients to discuss trade activity within their accounts and to ensure proper disclosures have been made
Communicate potential concerns or supervisory issues to clients, Financial Advisors, home office associates, and industry regulators
Identify trends and patterns in branch activity to determine if follow-up is needed and/or if a situation requires escalation to another area in Compliance
Work in collaboration with internal business areas

Jones Financial Support Member Jobs

About the Edward Jones Company :

Edward Jones, officially known as Jones Financial Companies, L.L.L.P., is a well-known American financial services firm that has made significant inroads into the United Kingdom market. Founded in 1922 and headquartered in St. Louis, Missouri, Edward Jones primarily provides investment services to individual investors.

Edward Jones entered the UK market with the goal of replicating its successful U.S. business model, which focuses on personalized service and long-term investment strategies. The company’s UK operations offer a range of financial services, including investment advice, retirement planning, estate planning, and insurance products. Edward Jones advisors in the UK work closely with clients to understand their financial goals and provide tailored solutions to meet their needs.

The firm is known for its unique business approach, operating through a vast network of branch offices rather than large, centralized locations. This decentralized model allows Edward Jones to establish a strong local presence and foster close relationships with clients. In the UK, this approach translates into advisors who are deeply embedded in their communities, providing personalized service and building trust with individual investors.

Edward Jones emphasizes the importance of education and transparency, ensuring that clients are well-informed about their investment choices and the risks involved. The firm’s commitment to client-centric service and ethical business practices has earned it a strong reputation both in the United States and the United Kingdom.

Although the UK operations are a smaller part of the overall business, Edward Jones continues to grow its presence in the British market, aiming to offer reliable and client-focused financial advice to a broader audience. This expansion reflects the firm’s dedication to helping individuals achieve their financial goals through prudent and personalized investment strategies.

Jones Financial Support Member Jobs

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